Legal notices for our financial services

Regulatory Information

Tees Financial Ltd is authorised and regulated by the Financial Conduct Authority to conduct investment business. Tees Financial Ltd appears on the FCA register under number 211314. Tees Financial Ltd is registered in England and Wales (4342506).

Tees Financial Ltd is a wholly owned subsidiary of Trust Tees Ltd which is registered in England and Wales (07497167). Tees is a trading name of Tees Financial Limited and any reference to Tees in this document incorporates Tees Financial Limited.

Whilst care has been taken in preparing this publication it is for information only. It is not and should not be construed as advice and accordingly, no reliance should be placed on the information contained therein. Any views or opinions expressed herein are not necessarily the views or opinions of Tees or any part thereof and no assurances are made as to their accuracy. Please contact Tees to discuss matters in the context of your particular circumstances.

Issued in the UK only. This document is only for your use and must not be circulated to anyone else without our consent. 

Tees Financial Ltd is registered in England and Wales

Registered Number 4342506, Registered Office address
Tees House
95 London Road
Bishop’s Stortford
CM23 3GW

What if things go wrong?

We are committed to providing a high-quality service to all our clients but we recognise that occasionally problems and concerns do arise.

If you are unhappy with our advice or any aspect of our services, we encourage you to contact us as soon as possible. We will do our best to resolve your concerns.

Telephone: 01279 658304
Or write to:
James Appleby, Managing Director,
Tees Financial Ltd,
Tees House,
95 London Road,
Bishop’s Stortford,
CM23 3GW

We have a complaints procedure, and we can provide further details on request. If you have a complaint and are unhappy with our response, the Financial Ombudsman Service (FOS) may be able to help. The FOS settles disputes between financial services business and their clients. Full details are available at

Governing Law
Our website relates only to the laws of England and Wales except as expressly stated to the contrary.

In the event of any dispute arising as a result of content posted on this website, the jurisdiction and applicable law to be invoked is that of England and Wales.

To find out more, talk to us now on 01279 658304

Designed and built by Onespacemedia